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Forum
Topic Comments Nickname
Full Review of IRS Mis-Selling - Wh 3 TY4Gi
What’s the role of a CF10 and wha 12 TomJones
FSA set to ban Ucis. Right? 12 Xavier72
TSC Barclays Show Trial Embarrassi 10 Itwasntme
Matt Taibbi: Goldman Case Shows Eri 11 Rodriguez
Regulatory News
Date Title
2014-01-31 MF Auditor Settles Class Actio
2014-01-29 Jefferies pays $25m to settle
2014-01-29 US rests its case in Martoma T
2014-01-27 BoE to switch focus on conduct
2014-01-27 BayernLB Execs risking jail
Calendar
Date Time Location Event
2014-12-12 TBC London ICA Compliance
2014-12-05 TBC London ICA Fin Crime D
2014-11-07 TBC London ICA Diploma in
2014-10-28 TBC London ICA Fin Crime D
2014-10-16 TBC London IFF: Introducti
 
 

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Ed's Blog
Title Date Time
Commander Warren Bashes up Jamie 2014-01-27 12:00:00
US Reg NMS a Joke in Reality? 2014-01-20 08:00:00
"HFT-free" Exchange to Launch 2015 2014-01-17 09:00:00
S.A.C. (Such A Crime) 2014-01-02 07:30:00
Another CCO charged by SEC 2013-12-05 09:30:00
Enter the Cuddly Squid 2013-11-16 22:00:00
Shadow Banking II 2013-11-15 08:00:00
The Cartel 2013-11-02 11:13:00
 

Community News
Date Title
2014-02-07 FCA hires Ex-GS Banker James K
2014-01-31 FOS's Natalie Ceeney joins HSB
2014-01-29 CFTC's Massad's start date 6m
2014-01-17 Hector Sants to chair Church T
2014-01-02 Liz Barclay joins Consumer Pan
2014-01-02 Caroline Barr joins Consumer P
 
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Steve Wren, CF10